Research Article Volume 122 | Issue 9 | September 2014
Environ Health Perspect; DOI:10.1289/ehp.1307218
A Prospective Analysis of Airborne Metal Exposures and Risk of Parkinson Disease in the Nurses’ Health Study Cohort
Natalia Palacios,1,2 Kathryn Fitzgerald,1 Andrea L. Roberts,1 Jaime E. Hart,2,3 Marc G. Weisskopf,1 Michael A. Schwarzschild,4 Alberto Ascherio,1,2,3 and Francine Laden1,2
Background: Exposure to metals has been implicated in the pathogenesis of Parkinson disease (PD).
Objectives: We sought to examine in a large prospective study of female nurses whether exposure to airborne metals was associated with risk of PD.
Methods: We linked the U.S. Environmental Protection Agency (EPA)’s Air Toxics tract-level data with the Nurses’ Health Study, a prospective cohort of female nurses. Over the course of 18 years of follow-up from 1990 through 2008, we identified 425 incident cases of PD. We examined the association of risk of PD with the following metals that were part of the first U.S. EPA collections in 1990, 1996, and 1999: arsenic, antimony, cadmium, chromium, lead, manganese, mercury, and nickel. To estimate hazard ratios (HRs) and 95% CIs, we used the Cox proportional hazards model, adjusting for age, smoking, and population density.
Results: In adjusted models, the HR for the highest compared with the lowest quartile of each metal ranged from 0.78 (95% CI: 0.59, 1.04) for chromium to 1.33 (95% CI: 0.98, 1.79) for mercury.
Conclusions: Overall, we found limited evidence for the association between adulthood ambient exposure to metals and risk of PD. The results for mercury need to be confirmed in future studies.
Citation: Palacios N, Fitzgerald K, Roberts AL, Hart JE, Weisskopf MG, Schwarzschild MA, Ascherio A, Laden F. 2014. A prospective analysis of airborne metal exposures and risk of Parkinson disease in the Nurses’ Health Study Cohort. Environ Health Perspect 122:933–938; http://dx.doi.org/10.1289/ehp.1307218
Address correspondence to N. Palacios, Department of Nutrition, Harvard School of Public Health, 655 Huntington Ave., Boston, MA 02115 USA. Telephone: (617) 304-4254. E-mail: email@example.com
We acknowledge L. Unger for administrative support and E. O’Reilly for statistical advice.
This work was supported by a K01 award (1K01ES019183) from the National Institue of Environmental Health Sciences (NIEHS)/National Institutes of Health (NIH) to N.P. M.A.S. received funding from the Department of Defense (W81XWH-11-1-0150). A.A. received funding from the NIH. F.L. received funding from the NIH (NIEHS R01 ES017017 and the National Cancer Institute P01 CA87969).
The authors declare they have no actual or potential competing financial interests.
Received: 13 June 2013
Accepted: 3 June 2014
Advance Publication: 6 June 2014
Final Publication: 1 September 2014
Parkinson disease (PD) is the second most prevalent neurodegenerative disorder, after Alzheimer disease (Lang and Lozano 1998). Exposure to metals has been implicated in the pathogenesis of PD. Manganese intoxication is recognized as a cause of parkinsonism at high levels of exposure (Guilarte 2010; Jankovic 2005). However, the pathology of manganese intoxication is distinct from that of PD (Jankovic 2005), and the causal association of exposure to manganese with PD continues to be debated (Fored et al. 2006; Fryzek et al. 2005; Mortimer et al. 2012). For example, a study that compared the food habits of 250 patients and 388 controls found that a high manganese intake combined with a high intake of iron was significantly associated with PD (Powers et al. 2003). In another study in Quebec, Canada, a slightly higher although not statistically significant risk of PD was observed among participants with occupational exposure to manganese, iron, and aluminum (Zayed et al. 1990). At the same time, many studies of manganese and PD have been null (Hertzman et al. 1994; Seidler et al. 1996; Semchuk et al. 1993; Vieregge et al. 1995).
There has also been some evidence of onset of PD following occupational (Coon et al. 2006; Kuhn et al. 1998) as well as nonoccupational (Weisskopf et al. 2010) exposure to high levels of lead. Increased brain iron levels have been found in PD patients by some investigators, although this has not been confirmed in all studies (Logroscino et al. 1998, 2006, 2008). Some but not all studies have reported positive associations between PD and exposure to copper (e.g., Gorell et al. 1997). Furthermore, mercury measured in blood, urine, and hair has been positively associated with PD (Ngim and Devathasan 1989).
To our knowledge, to date only two epidemiologic studies have assessed exposure to airborne metals and PD in nonoccupational cohorts. A case–control study in Canada by Finkelstein and Jerrett (2007) reported a modest association between airborne manganese and PD. In a study of U.S. Medicare beneficiaries, Willis et al. (2010) used county-level data from the U.S. Environmental Protection Agency (EPA) Toxic Release Inventory (TRI) (U.S. EPA 2010b) on copper, lead, and manganese and found significant associations between residence in urban counties with high levels of release of manganese and PD.
In this study, we examined the association between census tract–level air emissions of antimony, arsenic, cadmium, chromium, lead, manganese, mercury, and nickel, and risk of PD in a large prospective cohort of female nurses.
Study population. This study was conducted using data from the Nurses’ Health Study (NHS), an ongoing prospective cohort of female nurses initiated in 1976 and followed with biennial questionnaires collecting residential location and information on lifestyle factors and health outcomes. Residential locations were available throughout follow-up, which corresponds to exposure during adulthood in this cohort. At the initiation of the cohort in 1976, the 121,701 study participants were between 30 and 55 years of age and resided in 11 states (California, Connecticut, Florida, Maryland, Massachusetts, Michigan, New York, New Jersey, Pennsylvania, Ohio, and Texas). For each follow-up cycle, the rate of follow up has been > 90%. Information on state, county, and census tract of residence was derived from the residential address updated every 2 years. Detailed description of the cohort is provided elsewhere (Colditz et al. 1997). Data on airborne metal exposures were available for 97,430 women at baseline in 1990.
PD ascertainment. A question regarding PD onset and diagnosis was first asked in 1994 and has been asked every 2 years since. The ascertainment method for PD in this study has been described in detail previously (Ascherio et al. 2001). Briefly, each study participant who reports PD is sent a written request for consent to contact her treating neurologist (or internist, if the neurologist is not available). Once consent is provided by the participant, the doctor is contacted for a copy of the medical record and asked to complete a questionnaire documenting the likelihood of the diagnosis of PD. The medical records are reviewed by a neurologist/movement disorder specialist (M.A.S.) who is blinded to the exposure status of the participant. We considered confirmed cases to be participants with medical record evidence of a final diagnosis of PD by a treating neurologist, or medical record evidence of at least two cardinal signs of PD (bradykinesia, rigidity, or rest tremor) in the absence of information suggesting an alternate diagnosis. Women who self-reported a PD diagnosis before 1990 or had evidence in their medical record indicating onset before 1990 were excluded from the study.
Airborne metals exposure ascertainment. We used data on antimony, arsenic, cadmium, chromium, lead, manganese, mercury, and nickel exposure from the National Air Toxics Assessments (NATA) (U.S. EPA 2011). NATA includes data on emissions of hazardous air pollutants (HAPs) from a variety of sources including major stationary sources (such as factories), other sources (such as dry cleaners, small manufacturers, and wildfires), and traffic sources (cars, boats). The U.S. EPA created this inventory by drawing on data from state and local air pollution inventories and, if those were not available, on existing databases related to the U.S. EPA’s air toxics regulatory program, followed by the U.S. EPA TRI (U.S. EPA 2010b). NATA uses a complex dispersion model, ASPEN (Assessment System for Population Exposure Nationwide) (U.S. EPA 2010a), which estimates annual average concentrations of the HAPs for each census tract in the contiguous United States and Puerto Rico. The model incorporates information about the rate, location, and height of release; meteorological factors; and pollutant-specific factors such as radioactive decay, deposition, and secondary formation. HAP data were downloaded from the U.S. EPA website on 23 June 2010, and additional archived data were received on compact disc from the U.S. EPA (2011). HAPs data from 1990, 1996, and 1999 were available. We linked the HAP data with the NHS, using U.S. census state, county and tract identifiers (U.S. Census Bureau 2010). We used updated metal exposure in our analyses: metal values measured in 1990 were assigned for cases with onset prior to 1996, metal measures in 1996 were assigned for cases with onset between 1996 and 2000, and metal measures in 1999 were assigned for cases with onset after 2000. We estimated associations between PD and the following metals available in all years: antimony, arsenic, cadmium, chromium, lead, manganese, mercury, and nickel. Although the U.S. EPA specifically advises against combining metal concentrations measured at different time periods (U.S. EPA 2011), we performed a sensitivity analysis of associations with estimates of cumulative airborne metal exposures based on updated measurements at each time period, which is of interest because of the long preclinical phase of PD.
Statistical analyses. We used Cox proportional hazards models adjusted for age in months (crude model), as well as a multivariable model adjusted additionally for smoking (one variable defined as never/past/current and another continuous pack-years variable at baseline) and census tract–level population density (calculated as the number of people in the tract divided by the square miles of the tract, in quartiles) to calculate hazard ratios (HRs) for the association between exposure to airborne metals and risk of PD. We also conducted sensitivity analyses further adjusting for tract-level income (quartiles). Person-years of follow-up were calculated from baseline in 1990, through the end of follow-up (30 June 2008), death, or date of PD onset, whichever occurred earlier. The relationship between PD onset and metals exposure was examined for each metal individually, coded in quartiles (using cutoffs based on the exposure distribution over the entire study period), or continuously in separate models. Because smoking has been established as protective against PD based in multiple epidemiologic studies (Hernán et al. 2001), we performed additional analyses stratified by smoking status at baseline (ever vs. never smoker) and tested for interaction between each of the metals and smoking, by using the likelihood ratio test to compare a model that included a product term between smoking (ever/never) and the metal coded as an ordinal variable to a model without such a term. We also conducted additional analyses stratified by population density in 1990—the time of the metal exposure assessment—to examine the potential interaction of rural versus urban living with the effects of airborne metals. In these analyses, women residing in counties with ≥ 250,000 inhabitants were considered urban dwellers, whereas those in counties with < 250,000 inhabitants were considered rural dwellers.
All analyses were performed using SAS version 9.1 (SAS Institute Inc., Cary, NC). All analyses were conducted at the 0.05 alpha level, and all tests were two-sided. p-Values for trend test were based on a linear model through the quartile medians. All members of the NHS provide informed consent, implied through the return of the questionnaires. The study was approved by the institutional review of Brigham and Women’s Hospital.
Between the study baseline in 1990 and the end of the study in 2008, we confirmed 425 cases of PD with data available on metal exposures. Table 1 shows the baseline characteristics of the study participants. Age, body mass index (BMI), and smoking did not differ with quartile of total metal exposure (constructed as the sum of all metals in the study). Participants residing in census tracts with the lowest quartile of metal exposure also lived in tracts with the lowest median family income and lowest population density. Metal exposures were highly intercorrelated (Table 2), with Spearman correlation coefficients ranging from 0.38 to 0.68.
Metals exposures were not significantly associated with PD (Table 3) in age-adjusted or multivariable (age, smoking, and population density)–adjusted models. In the main analyses, there was a suggestion of a positive monotonic association with exposure to mercury [the HR comparing to the top quartile of mercury exposure with the bottom quartile was 1.33 (95% CI: 0.98, 1.79; ptrend = 0.10)].
Because at the census tract level total metal exposure was correlated with income (Table 1), we conducted additional sensitivity analyses adjusted for income. This adjustment did not substantially influence the results (data not shown). The results of sensitivity analyses that used cumulative updating were not significantly different from our primary analysis: Mercury was still the only metal that gave a suggestion of an association with PD risk (ptrend = 0.14) in these analyses (data not shown).
In analyses stratified by smoking (Table 4), we did not observe that smoking had any statistically significant effect modification of associations with any of the metals. Among never-smokers, we observed a significant increasing risk of PD with higher mercury exposure (HR comparing top with bottom quartile: 1.68; 95% CI: 1.11, 1.25; ptrend = 0.04) but not among ever-smokers (HR:0.99; 95% CI: 0.63, 1.55; p-trend = 0.85); the p-value for interaction with smoking was not significant (pinteraction = 0.29). We did not observe evidence of interactions between smoking and any of the other metals in the study.
In analyses stratified by population density (Table 5), we observed a marginally significant interaction for arsenic (pinteraction = 0.06) consistent with evidence of a negative association among those living in less densely populated counties versus a weak positive association in highly populated counties. For most of the metals in the study, the relative risks among participants living in urban counties were higher than among those living in rural counties, although none of the other interaction tests were significant. The relative risk was particularly high for mercury exposure among those living in urban counties (HR comparing top quartile of exposure with bottom quartile was 1.84 (95% CI: 1.13, 2.99; ptrend = 0.14), although risk was also elevated in the low population density group (HR: 1.32; 95% CI: 0.79, 1.29) and the p-value did not indicate an interaction (pinteraction = 0.86).
Table 5 – Exposure to individual metal HAPsa and risk of PD among participants on the NHS (n = 97,430) follow-up, 1990–2008, by quartile (Q) of each metal exposure stratified by county-level population density low (< 250,000 persons per county) vs. high (≥ 250,000 persons per county).
In this prospective cohort study of female nurses, we did not observe a statistically significant association between U.S. EPA HAP-modeled concentrations overall and risk of PD. In adjusted models, the HR for the highest compared with the lowest quartiles of each metal ranged from 0.78 (95% CI: 0.59, 1.04) for chromium to 1.33 (95% CI: 0.98, 1.79) for mercury. The association with mercury was stronger in nonsmokers as well as among participants living in urban counties.
To our knowledge, to date only two studies have addressed ambient air pollution and risk of PD. In Hamilton, Ontario, Canada, in a case–control study designed to examine the association between traffic pollution in general and PD, Finkelstein and Jerrett (2007) observed a modest increase in risk of PD among individuals with higher exposure to airborne manganese. However, this study identified cases using prescription data from a drug registry or a physician diagnosis code from the Ontario Health Insurance Plan, resulting in potential inclusion of subjects with manganism and not true PD, and thus potentially augmenting the association seen for manganese. In contrast, our study relied on PD cases confirmed through neurologist medical record review.
In one study, Willis et al. (2010) used physician disease codes to identify over 35,000 incident PD cases in a database of 29 million Medicare beneficiaries of PD, and compared the risk of PD among participants living in urban counties with high versus low cumulative industrial release of copper, manganese, or lead based on GIS-derived estimates from the U.S. EPA TRI (U.S. EPA 2010b). A major advantage of that study was its large sample size. Willis et al. (2010) found that participants residing in counties with the highest 25% of manganese release had an almost 80% higher risk of PD compared with those living in the counties with the lowest 25% for lead, copper, and manganese release. However, this study relied only on direct emissions data from the U.S. EPA TRI as their exposure. As discussed in “Methods,” the U.S. EPA TRI data contribute to the NATA HAPs data used in our study; however, the NATA data are also supplemented by data from local air pollution inventories and other U.S. EPA air toxics databases (U.S. EPA 2011). The TRI are raw emissions data, whereas the NATA data used in our study (U.S. EPA 2011) include a dispersion model that accounts for dispersion of air pollution, including across tract and county lines. Thus, the NATA data should provide a more accurate measure of exposure to airborne metals than the TRI data. Also, the smallest geographic unit in the study by Willis et al. (2010) was county, whereas we were able to estimate pollution concentration estimates at the census tract level. In contrast to Willis et al., we did not observe an association between higher exposure to airborne manganese and risk of PD. Our primary analyses were not restricted to urban or rural areas, but we conducted additional analyses stratified by low versus high population density (dichotomized in the same way as by Willis et al., where counties with ≥ 250,000 inhabitants were considered urban). In our study, for most metals the observed HRs associated with metal exposure were higher in the high population–density strata than in the low population–density strata, although except for arsenic, for which we observed a marginally significant pinteraction of 0.06, none of the other tests for interaction were significant. Also, our study included only women, and all the participants were nurses. We cannot, therefore, exclude the possibility that our results would have been different had our study focused on men or on individuals occupationally exposed to pesticides or other chemicals. An interaction between manganese-containing fungicides and paraquat, for example, has been reported in animal models of PD (Thiruchelvam et al. 2000). Likewise, in humans, simultaneous exposure to maneb and paraquat in participants ≤ 60 years old was associated with a 4.17 odds of PD, whereas exposure to either pesticide alone was associated with a 2.27 odds of PD (Costello et al. 2009).
The association between exposure to mercury and PD in the present study is supported by some (Ngim and Devathasan 1989; Seidler et al. 1996) but not all (Semchuk et al. 1993; Wechsler et al. 1991) prior studies. The association with mercury was stronger among never-smokers and residents of urban counties (with ≥ 250,000 inhabitants). Mercury is a heavy metal, and could contribute to oxidative damage in the substantia nigra; however, other heavy metals, such as iron (Lezak 1995), could also have this effect, so it is unclear why we saw an association with PD with mercury but not other heavy metals in this study.
One limitation of our work is that the levels of airborne metals were not measured directly, but rather were based on linkage with the U.S. EPA HAP-modeled concentrations. The use of census tract–level modeled estimates of air pollution may have obscured a true association between airborne metals and PD. Additionally, PD is thought to have a long preclinical period, so the ideal measure of exposure would have been a cumulative lifetime exposure to airborne metals. However, only HAPSs measures in 1990, 1996, and 1999 were available, and according to the U.S. EPA (2011), it was not advisable to combine the data into cumulative analyses. Thus, in our primary analyses we used exposure from only one time point for each PD case, as appropriate. This could have potentially biased our results. However, we did conduct analyses combining the three separate metals assessments into a cumulative measure, and confirmed that these results did not differ from the results of our primary analyses (data not shown). Also, it is not known how much time the participants spent inside versus outside their homes, and the HAP data set is a measure of outdoor exposures only. Penetration of outdoor pollutants indoors is possible, but depends on the ventilation rates of the individual dwellings.
The strengths of this study include its large size and a long, prospective follow-up, which included a large number of PD cases confirmed through neurologist medical record review. The study area included the whole contiguous United States, allowing for a wide range of exposure values for the airborne metals of interest. Among the limitations, our study included only women who were unlikely to be occupationally exposed to metals, pesticides, or other toxicants that might interact with metals. However, this aspect of our study is also an advantage because this is one of the few studies of airborne metal exposure in a nonoccupational cohort.
Overall, we found little evidence that airborne metal exposures were associated with PD in this large prospective cohort of female nurses. There was limited evidence of an association between mercury exposure and PD, particularly among never-smokers and among participants living in counties with populations ≥ 250,000 persons. The results suggest that exposure to airborne metals is by itself unlikely to be a major cause of PD among U.S. women without occupational exposures to metals. The lack of association with most metals in this study as well the observed association with mercury needs to be confirmed in future studies.
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