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Environmental
Health Perspectives Supplements Volume 110, Number 2, April 2002
[Citation in PubMed] [Related Articles]
Preface: Advancing Environmental Justice through Community-Based Participatory
Research
Peggy M. Shepard,1,2 Mary E. Northridge,3
Swati Prakash,1,2 and Gabriel Stover2,3
1West Harlem Environmental Action, Inc. (WE ACT), New York,
New York; 2Community Outreach and Education Program (COEP),
National Institute of Environmental Health Sciences Center for Environmental
Health in Northern Manhattan, Department of Environmental Health Sciences,
Mailman School of Public Health, New York, New York; 3Harlem
Health Promotion Center (Harlem HPC), Department of Sociomedical Sciences,
Mailman School of Public Health, Columbia University, New York, New
York
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Full Article in PDF
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Address correspondence to P.M. Shepard, WE ACT, 271
W. 125th St., Ste. 308, New York, NY 1027. Telephone: (212) 961-1000.
Fax: (212) 961-1015. E-mail: peggy@weact.org
The authors thank J. Graziano, the founding director
of the National Institute of Environmental Health Sciences (NIEHS) Center
for Environmental Health in Northern Manhattan for motivating and inspiring
this issue. K. Olden and A. Dearry of NIEHS paved the way for this effort
by their support of community-based participation research and environmental
justice and graciously furnished practical guidance when called upon.
The following summer interns at the Harlem Health Promotion Center provided
essential clerical support in compiling this issue: J. Valentin, L.
Torres, E. Zapata, D. Sabdull, and Y. Rivera. Funding for this Supplement
was provided by the NIEHS through its Environmental Justice Partnerships
for Communication grant program (ES 08239). Partial support for M. Northridge
and G. Stover was provided by the Centers for Disease Control and Prevention
through the Harlem Health Promotion Center (U48/CCU209663) and NIEHS
through NIEHS Center for Environmental Health in Northern Manhattan
(ES09089).
Received 27 November 2001; accepted 12 December 2001.
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For the last several decades, a global environmental justice movement has challenged
the disproportionate burden that environmental degradation and pollution have
had on the health and well-being of communities of color and low-income communities.
The struggle for environmental justice by people of color, who bear the brunt
of pollution in the United States and around the world, has escalated with a
growing awareness that this disproportionate burden contributes to egregious
disparities in health by race/ethnicity and social class.
The early environmental justice efforts of the 1980s brought forth the First
National People of Color Environmental Leadership Summit held in Washington,
DC, 24-27 October 1991. This landmark summit was attended by over 900 persons;
350 of the delegates were people of color. Upon jointly developing 17 Principles
of Environmental Justice, the delegates returned home with a mandate to organize
for change at the grassroots level. In February 1994, in response to these advocacy
efforts, President William Clinton issued Executive Order 12898 (1),
which charged 11 federal agencies with developing policies and procedures to
address the disparate impact of environmental hazards on communities of color
and low-income populations.
On that same day, the National Institute of Environmental Health Sciences
(NIEHS) hosted an Interagency Symposium On Health Research Needs to Ensure Environmental
Justice in Arlington, Virginia. The NIEHS symposium was attended by over 1,100
persons, 400 of whom were environmental justice advocates. This momentous dialogue
resulted in an expressed appreciation of the importance of community involvement
in setting and implementing research agendas to address environmental justice
issues. The scientific community acknowledged that increased attention and funding
were needed to effectively respond to egregious health disparities by race/ethnicity
and social class, the disproportionate burden of pollution across communities,
the impacts of multiple and cumulative exposures--including the potential for
synergistic effects--and the special concerns of susceptible populations, including
children, the immuno-compromised, and the aged. Scientists and community leaders
agreed to work in partnership to prioritize research needs, gather data, assess
environmental exposures, and test interventions to influence public policy in
order to protect the environment and the health of all, including those living
in communities of color and places that are economically exploited.
Over the last several years, communities throughout the United States and
around the world have made progress in effectively addressing their expressed
environmental justice concerns. Government agencies and private foundations
have funded community-university partnerships to conduct community-based
participatory research (CBPR), a model rooted physically and conceptually in
community. In CBPR, scientists work in close collaboration with community partners
involved in all phases of the research, from the inception of the research questions
and study design, to the collection of the data, monitoring of ethical concerns,
and interpretation of the study results. Importantly, in CBPR, the research
findings are communicated to the broader community--including residents, the
media, and policymakers--so they may be utilized to effect needed changes in
environmental and health policy to improve existing conditions. Building upon
existing strengths and resources, CBPR seeks to build capacity and resources
in communities and ensure that government agencies and academic institutions
are better able to understand and incorporate community concerns into their
research agendas.
The coordination of this special issue of Environmental Health Perspectives
(EHP) is an outgrowth of such a six-year collaboration between West Harlem
Environmental Action (WE ACT), an environmental justice organization; the Harlem
Health Promotion Center (Harlem HPC), an academic center dedicated to advancing
the science and scholarship of CBPR; and the NIEHS Center for Environmental
Health in Northern Manhattan at the Mailman School of Public Health. WE ACT
exemplifies an emerging model of community-based action designed to advance
environmental health policy and improve the quality of life in New York City
and throughout the United States. The Harlem HPC is one of 26 Prevention Research
Centers funded by the Centers for Disease Control and Prevention (CDC) and has
been at the forefront of incorporating shared governance of the research process
between community partners and scientists, both in Harlem and at the U.S. federal
level. This partnership has resulted in a variety of environmental justice achievements:
air monitoring studies published in peer-reviewed journals, training courses
for community leaders on environmental health topics, educational forums for
community residents on environmental justice issues, and meaningful input into
policy decisions that have addressed, e.g., diesel exhaust exposure in northern
Manhattan. In addition, this partnership formed the basis for other collaborations
at Columbia University and more broadly, embracing community-based organizations,
government agencies, academic research centers, and health institutions in northern
Manhattan and the South Bronx.
Consistent with its leadership at the U.S. federal level in environmental
justice research, NIEHS has been an important supporter of this project from
the outset by providing needed funding. In addition, several NIEHS researchers
contributed thoughtful commentaries to this monograph [see especially the ethical
research agenda proposed by Richard Sharp and his colleague at the University
of Oklahoma, Morris Foster (2) and the "CBPR as a tool" framework advanced
by Liam O'Fallon and Allen Dearry (3)].
The environmental and health research published in this issue plays an important
role in advancing environmental justice locally and throughout the world. Asthma
is a health condition that may be determined, in part, by environmental allergens
and airborne contaminants, and that is distributed disproportionately among
population groups. Jarvis Chen and his colleagues (4), in a population-based
study of 173,859 adults in Northern California, were able to document racial/ethnic
disparities in asthma and hay fever, largely independent of education. Gerald
Keeler (5) and his partners in the Community Action Against Asthma collaboration
in Detroit, Michigan, found that indoor exposures to particulates were greater
than outdoor exposures and that local patterns of exposure were consistent with
the location of heavy industry and diesel truck traffic. Virginia Rauh and her
associates (6) in northern Manhattan reported positive associations between
housing deterioration and cockroach allergen levels, after adjusting for income
and ethnicity, with independent effects of residential stability. Together,
these research reports confirm that both race/ethnicity and social class are
essential in understanding the determinants and distribution of asthma in populations,
as well as in devising needed interventions in communities.
Despite efforts to include a diversity of environmental justice topics in
this issue, CBPR devoted to asthma has received more funding to date from U.S.
federal agencies than CBPR focused on other health outcomes. Nonetheless, Lorraine
Malcoe and her colleagues (7) in New Mexico were funded on a CBPR initiative
to assess the relationship of mining waste to lead poisoning in rural children.
While no differences were found in blood lead levels or any patterns of excess
lead sources by race/ethnicity, soil and dust lead derived from mining waste
was deemed a health hazard to both Native American and White children, even
at levels far below current residential standards.
Other CBPR reports in this issue address pesticide safety among farmworkers
in North Carolina, sustenance fishing hazards in Brooklyn, New York, and the
hog industry in Mississippi (8-10). Absent are CBPR articles on
other crucial environmental justice topics globally, including deforestation
and loss of biodiversity, agriculture and soil erosion, climate change and stratospheric
ozone depletion, and stockpiling of nuclear weapons and wastes.
An essential component of every CBPR project is to distribute the research
findings to all partners using language that is understood and respectful of
the contributions of each participant. Accordingly, this supplement of EHP,
intended for environmental and health researchers, is being published in April
2002 to help commemorate Earth Day. In addition, a companion journal, intended
for community audiences and policy makers, will be published in October 2002
by WE ACT to coincide with the Second National People of Color Environmental
Leadership Summit taking place in Washington, DC. The companion journal will
feature the research results presented here in accessible language and formats,
along with commentaries by environmental justice leaders.
The CBPR findings published in this issue of EHP on a variety of environmental
justice topics, although important to document and disseminate, are only preliminary
steps. Clearly, interventions designed to address the glaring disparities in
health among population groups benefit considering larger social and structural
determinants of health. To effect meaningful change in the environments and
health of communities of color and low-income communities, community-based organizations
and leaders must engage the larger public and work in coalition with government
agencies, academic institutions, public and private foundations, policymakers,
legal experts, and local businesses.
In closing, we dedicate this issue of EHP to the environmental
and health advocates, community leaders, researchers, scholars, practitioners,
and funding agencies that have worked together despite formidable challenges
to solve problems of environmental racism, economic injustice, and agricultural
sustainability. We look forward to enlisting other environmental and health
scientists, especially the readers of EHP, to work collaboratively with
communities to raise the science and scholarship of CBPR, and thereby advance
environmental justice and the health of all.
References and Notes
1. Executive Order 12898. Federal Actions to Address Environmental
Justice in Minority Populations and Low-Income Populations. 11 February 1994.
2. Sharp RR, Foster MW. Community involvement in the ethical
review of genetic research: lessons from American Indian and Alaska Native Populations.
Environ Health Perspect 110(suppl 2):145-148 (2002).
3. O'Fallon LR, Dearry A. Community-based participatory
research as a tool to advance environmental health sciences. Environ Health
Perspect 110(suppl 2):155-159 (2002).
4. Chen JT, Krieger N, Van Den Eeden SK, Quesenberry CP.
different slopes for different folks: socioeconomic and racial/ethnic disparities
in asthma and hay fever among 173,859 U.S. men and women. Environ Health Perspect
110(suppl 2):211-216 (2002).
5. Keeler GJ, Dvonch JT, Yip FY, Parker EA, Israel BA,
Marsik FJ, Morishita M, Barres JA, Robins TG, Brakefield-Caldwell W, Sam M.
Assessment of personal and community-level exposures to particulate matter among
children with asthma in Detroit, Michigan, as part of Community Action Against
Asthma (CAAA). Environ Health Perspect 110(suppl 2):173-181 (2002).
6. Rauh VA, Ginger L, Chew GL, Garfinkel RS. Deteriorated
housing contributes to high cockroach allergen levels in inner-city households.
Environ Health Perspect 110(suppl 2):323-327 (2002).
7. Malcoe LH, Lynch RA, Kegler MC, Skaggs VJ. Lead sources,
behaviors, and socioeconomic factors in relation to blood lead of Native American
and White children: a community-based assessment of a former mining area. Environ
Health Perspect 110(suppl 2):221-231 (2002).
8. Arcury TA, Quandt SA, Russell GR. Pesticide safety
among farmworkers: perceived risk and perceived control as factors reflecting
environmental justice. Environ Health Perspect 110(suppl 2):233-240 (2002).
9. Corburn J. Combining community-based research and local
knowledge to confront asthma and subsistence-fishing hazards in Greenpoint/Williamsburg,
Brooklyn, New York. Environ Health Perspect 110(suppl 2):241-248 (2002).
10. Wilson SM, Howell F, Wing S, Sobsey M. Environmental
injustice and the Mississippi hog industry. Environ Health Perspect 110 (suppl
2):195-201 (2002).
Last Updated: March 25, 2002