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Children's Health Article
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| Home Dampness and Molds, Parental Atopy, and Asthma in Childhood: a Six-year Population-based Cohort Study Jouni J. K. Jaakkola,1,2 Bing-Fang
Hwang,3 and Niina Jaakkola2 1Institute of Occupational
and Environmental Medicine, University of Birmingham, Edgbaston, Birmingham,
United Kingdom; 2Environmental Epidemiology Unit, Department
of Public Health, University of Helsinki, Helsinki, Finland; 3Department
of Health Care Administration, Diwan College of Management, Tainan, Taiwan Abstract Previous studies of how parental atopy and exposure to dampness and molds contribute to the risk of asthma have been mainly cross-sectional or prevalent case-control studies, where selection and information bias and temporality constitute problems. We assessed longitudinally the independent and joint effects of parental atopy and exposure to molds in dwellings on the development of asthma in childhood. We conducted a population-based, 6-year prospective cohort study of 1,984 children 1-7 years of age at the baseline in 1991 (follow-up rate, 77%) . The study population included 1,916 children without asthma at baseline and complete outcome information. The data collection included a baseline and follow-up survey. The outcome of interest was development of asthma during the study period. The studied determinants were parental allergic diseases and four indicators of exposure at baseline: histories of water damage, presence of moisture and visible molds, and perceived mold odor in the home. A total of 138 (7.2%) children developed asthma during the study period, resulting in an incidence rate of 125 cases per 10,000 person-years [95% confidence interval (CI) , 104-146]. In Poisson regression adjusting for confounding, parental atopy [adjusted incidence rate ratio (IRR) 1.52 ; 95% CI, 1.08-2.13] and the presence of mold odor in the home reported at baseline (adjusted IRR 2.44 ; 95% CI, 1.07-5.60) were independent determinants of asthma incidence, but no apparent interaction was observed. The results of this cohort study with assessment of exposure before the onset of asthma strengthen the evidence on the independent effects of parental atopy and exposure to molds on the development of asthma. Key words: asthma, damp housing, effect modification, interaction, molds. Environ Health Perspect 113:357-361 (2005) . doi:10.1289/ehp.7242 available via http://dx.doi.org/ [Online 9 December 2004] Address correspondence to J.J.K. Jaakkola, Institute of Occupational and Environmental Medicine, University of Birmingham, Edgbaston, Birmingham B15 2TT, UK. Telephone: 44-121-414-6671. Fax: 44-121-414-66217. E-mail: j.jaakkola@bham.ac.uk The baseline study was supported by the Ministry of the Environment, the National Agency for Welfare, and Health and the Medical Research Council of the Academy of Finland, and the follow-up study by the Yrjö Jahnsson Foundation. The authors declare they have no competing financial interests. Received 10 May 2004 ; accepted 9 December 2004. |
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Beginning in the late 1980s, a series of large population-based
epidemiologic studies from Scotland (Strachan and Sanders 1989), the
Netherlands (Brunekreef 1992), Sweden (Andrae et al. 1988),
Finland (Jaakkola et al. 1993), the United States (Brunekreef et al.
1989; Spengler et al. 1994), Canada (Dales et al. 1991), and Taiwan
(Yang et al. 1997) consistently reported relations between dampness
and mold problems in the home and the risk of asthma or wheezing in
children. A recent review of 61 studies in children and adults concluded
that dampness is a significant risk factor for cough, wheeze, and asthma
(Bornehag et al. 2001).
The previous epidemiologic studies were mainly cross-sectional studies
or case-control studies with prevalent rather than incident cases,
where selection and information bias as well as establishment of temporality
between exposure and outcome constitute problems. A selection bias
is introduced if parents of children with asthma are more likely to
change housing conditions after the first symptoms and signs of asthma,
compared with parents of healthy children. Information bias will result
if parents of symptomatic children report or recall similar exposure
indicators differently from the parents of healthy children or if parents
of exposed children report children’s health condition differently
from the parents of unexposed children. We identified only two previous
longitudinal studies (Belanger et al. 2003; Wickman et al. 2003) that
assessed exposure before the onset of asthma or asthma-related outcomes
in children, and a cohort-based matched case-control study (Nafstad
et al. 1998) where the exposure assessment was conducted within 2 weeks
of the diagnosis. All three studies indicate that early exposure to
dampness problems and molds predicts the development of asthma (Wickman
et al. 2003) and asthma-related symptoms and signs, such as cough,
wheezing, and bronchial obstruction (Belanger et al. 2003; Nafstad
et al. 1998), during the first 2 years of life. One of these studies
provided evidence that the effect of mold exposure is stronger in children
whose mother has asthma (Belanger et al. 2003).
We conducted a prospective population-based 6-year cohort study of
the relation between indicators of exposure to molds and development
of asthma later in life. This design enabled us simultaneously to verify
an appropriate temporality between the hypothesized exposure and outcome
and to eliminate the possibility that the presence of outcome would
influence the assessment of exposure. We also tested the hypothesis
that the joint effect of genetic propensity to asthma and environmental
exposure on the risk of childhood asthma is greater than expected on
the basis of their independent effects. We assumed that parents with
asthma or allergic rhinitis give their children a large set of genes
that increase the child’s susceptibility to the effects of environmental
factors on asthma. We used parental history of allergic diseases as
a measure of genetic propensity to asthma.
Table 1

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Study population. The source population included all
the children of the city of Espoo, Finland, born between 1 January
1984 and 31 December 1989. Espoo is an urban-suburban municipality,
with a population of 213,000 in 2001, located across the western border
of Helsinki. A parent-administered baseline questionnaire was distributed
in March 1991 to a random sample of children drawn from the roster
of Finland’s Statistical Center (Jaakkola et al. 1993). The baseline
study population included a total of 2,568 children whose parents filled
the questionnaire (response rate, 80.3%). In March 1997, we conducted
a 6-year follow-up survey directed at all the members of the cohort.
The home addresses of the participating children were updated by information
from the Central Population Registry (Helsinki, Finland). A completed
questionnaire was received from families of 1,984 children (77.3% of
the baseline study population). The 6-year cohort did not differ substantially
from the baseline study population, as shown in Table 1. In the present
analyses, we excluded children who had experienced asthma by the baseline
survey ( n = 52) and those who had missing information on asthma
either at baseline or follow-up ( n = 16). Thus, the study
population constituted a total of 1,916 children.
Data collection. In the baseline survey, parents or
other guardians were asked about child’s personal characteristics,
health, details of the environment, and other relevant factors (Table
1). The questions on respiratory health were partly from the 1978 American
Thoracic Society Division of Lung Disease questionnaire for children
translated to Finnish and Swedish, the two official languages of Finland
(Ferris 1978). Rather than making a direct translation, the questions
were modified with the aid of two pulmonary physicians to correspond
to the everyday use of the languages (Jaakkola et al. 1993). The follow-up
survey included questions about health and environment identical to
those of the baseline, as well as more detailed questions about the
environment.
Health outcome. The outcome of interest was development
of asthma during the study period. We included in the analyses only
children who did not have doctor-diagnosed asthma at the baseline.
Of these, we identified those who indicated a history of doctor-diagnosed
asthma in the 6-year follow-up survey. We also asked about the age
of onset of asthma, which was used to calculate the person-time at
risk.
Genetic and environmental determinants of interest. Parental
atopy was defined as a history of maternal or paternal asthma or allergic
rhinitis. Information on parental asthma and allergic rhinitis was
collected in the baseline questionnaire. We used four indicators of
exposure defined from the answers to following structured questions
at the baseline:
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Mold odor: “Have you perceived mold odor in your dwelling
during the past 12 months?” (no; yes, almost daily; yes,
1-3 days a week; yes, 1-3 days a month; yes, less often),
- Visible mold: “Have your ever had visible mold in your
dwelling?”(no; yes, during the past 12 months; yes, only earlier).
- Moisture: “Have you ever had wet spots in the ceilings,
floors or walls of the occupied rooms in your dwelling?”(no;
yes, during the past 12 months; yes, only earlier).
- Water damage: “Have you ever had a water damage in your
dwelling?” (no; yes, during the past 12 months; yes, only earlier).
- Any exposure indicator: Presence of any of the four exposure indicators.
The follow-up survey included similar questions about the presence
of the four exposure indicators, but to ensure a plausible temporal
sequence between exposure and the studied outcome for the causal inference,
we decided to focus on exposures documented before the study period.
Covariates. The following covariates were included
in the analyses: age, sex, duration of breast-feeding, parents’ highest
education, single parent or guardian, maternal smoking in pregnancy,
exposure to environmental tobacco smoke (ETS), gas cooking, presence
of furry or feathery pets at home, and type of child care during the
previous year (Table 1). Age at baseline was fitted in five indicator
variables (1, 2, 3, 4, and 5 years, with 6-7 years as reference category)
to allow nonlinear adjustment. The duration of breast-feeding was categorized
into < 4 months, 4-8 months, and ≥ 8 months. Parents’ education
was categorized into a) neither parent with trade education, b)
either or both parents with trade school as highest education, and c)
either or both parents with college or university education, and two
indicators variables were formed with c) as a reference category.
The type of child care was categorized into a) full-time, whole-year
child care center; b) full-time, whole-year family child care; c)
home (reference); and d) combinations of different child care.
Other covariates were dichotomous.
Statistical methods. First, we estimated the incidence
rate (IR) of asthma during the 6-year study period according to parental
atopy and indicators of exposure to dampness and molds. We also assessed
how each allergic disease, including maternal and paternal asthma and
allergic rhinitis, alone predicts asthma incidence. In the crude analysis,
incidence rate ratios (IRRs) of the relations between exposure and
outcome relations were estimated. We estimated adjusted IRRs applying
Poisson regression analysis. The IRRs were adjusted for the covariates
described above.
Second, we studied the joint effects of parental atopy and mold odor,
the most relevant exposure indicator, on the risk of asthma. We compared
the IR of asthma in four exposure categories: a) no parental
atopy and no exposure to mold odor (IR00, reference category), b)
parental atopy and no exposure to mold odor (IR10), c)
no parental atopy and exposure to mold odor (IR01), and d)
parental atopy and exposure to mold odor (IR11). On an additive
scale, the interaction (IA) of two factors was quantified by calculating
the risk that is more than expected based on the independent effects
of these factors (Rothman 1985):
IA = (IR11 - IR00)
- (IR10 - IR00) - (IR01 - IR00)
We then used the IRR as a measure of effect and estimated adjusted
IRRs as above, adjusting for the covariates described above. To assess
the joint effect of parental atopy and exposure to mold odor, we calculated
IRRs contrasting each of the three exposure categories to the reference
category. Estimates for the independent effects of parental atopy and
mold odor exposure and their joint effect were derived from the same
Poisson regression model adjusting for the covariates.
Table 2

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Table 3

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Table 4

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Table 5

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Study population. Characteristics of the baseline study
population, those lost to follow-up, and the 6-year cohort are provided
in Table 1. The 6-year cohort did not differ substantially from the
baseline study population; none of the differences were statistically
significant (chi-square and Fisher’s exact tests). A total
of 138 children (7.2%) developed asthma during the study period.
The estimated
IR was 125 per 10,000 person-years [95% confidence interval (CI),
104-146]. Table 2 compares the exposed and reference groups. The
exposed group
constitutes children with any reported indicator of home dampness
at the baseline. The exposed children had parents with slightly lower
education compared with the reference group [ 2 (df
= 2) = 1.56, p = 0.46] and were slightly more commonly exposed
to ETS [12.8 vs. 9.4%, 2 (df
= 1) = 3.83, p = 0.05] and furry or feathery pets [21.6 vs.
17.8%, 2 (df
= 1) = 2.92, p = 0.09] in the home.
Independent effects of parental atopy and exposure to dampness
and mold problems. Parental atopy was a significant
determinant of asthma, with an adjusted IRR of 1.52 (95% CI, 1.08-2.13).
Table 3 presents also maternal and paternal asthma and allergic
rhinitis as predictors of asthma incidence. Both maternal and paternal
asthma increased the IR of childhood asthma > 100%. The effects
of maternal and paternal rhinitis were clearly weaker, 71 and 54%,
respectively.
Table 4 presents the IRs for asthma according to the four exposure
indicators at baseline, as well as IRRs contrasted to the reference
category of no exposure. The incidence of asthma was related to the
presence of mold odor with an adjusted IRR of 2.44 (95% CI, 1.07-5.60).
The risk of developing asthma during the study period was not related
to the three other indicators or any indicator of exposure.
Joint effect of parental atopy and exposure to mold odor. Table
5 shows the IRs of asthma in four categories, representing the reference,
independent effects of parental atopy and exposure to mold odor, and
their joint effect. In children without exposure to mold odor,
parental atopy alone significantly increased the risk of asthma with
an adjusted IRR of 1.54 (95% CI, 1.09-2.18), which corresponds to a
54% greater IR among children of atopic than nonatopic parents (Table
5). The effect of mold odor exposure in children with nonatopic parents
was also increased, with an IRR of 2.56 (95% CI, 0.93-7.08), corresponding
to a 156% greater IR among exposed than among unexposed. In children
with both atopic heredity and exposure to mold odor, the adjusted IRR
of asthma was 2.27 (95% CI, 0.71-7.28), a 127% greater IR compared
with children of the reference category. The expected joint effect
of additive scale was 210% (excess IR due to parental atopy + mold
odor, 54 + 156%). Thus, the joint effect of parental atopy and exposure
to mold odor was 83% less than expected on the basis of their additive
independent effects.
Children living in homes with mold odor at baseline had > 100%
increased risk of developing asthma in the following 6 years. The three
other exposure indicators, a history of water damage, moisture in the
interior surfaces, and visible mold, did not predict asthma. Parental
atopy in at least one parent increased the asthma incidence by 54%,
and maternal or paternal asthma, > 100%. The results indicate that
the joint effect of parental atopy, representing indirectly and not
necessary solely genetic constitution, and exposure to mold odor was
weaker than expected on the basis of their independent effects in additive
scale.
Validity of results. A prospective cohort study
offers a suitable approach to assessing the role of environmental factors
on development of asthma later in life. We were able to follow 77%
of the 2,568 preschool children for 6 years. The validity was not likely
to be compromised by losses to follow-up because distributions of exposure
indicators and the characteristics of the study population at baseline
were similar to those of the 6-year cohort. The prospective study design
minimizes information bias.
The exposure assessment was based on parental reporting rather than
objective measurements, which is a limitation of the present study.
Objective measurements had not yet been used in any of the epidemiologic
studies conducted at the time of the data collection. Visual observation
by a trained person would also have improved the exposure assessment,
as shown by Nafstad et al. (1998). The limitation of the lack of objective
measurements is balanced by some strengths in exposure assessment.
The exposure information was collected before the onset of the outcome
of interest, and therefore any bias due to awareness of the disease
or exposure of interest was avoided. Further, in 1991, when the baseline
data collection took place, there was no general awareness of the potential
adverse health effects of dampness and mold problems, and thus any
error is likely to be random.
Our outcome assessment was based on reported doctor-diagnosed asthma,
as in the vast majority of the previous studies, rather than clinical
examination for the purposes of the study. This is a source of misclassification,
which is likely to be random--that is, not related to the exposure
of interest--and thus leads to underestimation of the effect estimates.
The sources of misclassification could include compromised identification
of new asthma cases from the population, variation in diagnostic criteria,
and errors in questionnaire information provided by parents. Important
features in the Finnish health care system limit the amount of outcome
misclassification. There is an affordable public health care system
complemented by private sector health care, with costs subsidized up
to 60% by public funds and often all covered by private insurance,
which results in easy access to medical consultation. Further, the
National Social Insurance Institute covers all residents of Finland
and provides 75% reimbursement of asthma medications for those with
asthma fulfilling their diagnostic criteria. This is a strong financial
incentive for getting a doctor’s diagnosis for asthma. The diagnoses
are approved centrally by the National Social Insurance Institute when
applying for subsidies, which reduces heterogeneity in diagnostic practice. We
assessed the accuracy of the outcome information from the questionnaire
by a telephone survey at the baseline. All the asthma cases indicated
in the questionnaire were verified in the telephone survey.
We were able to take into account most of the known potential confounders
related to individual characteristics and other environmental exposures
in the Poisson regression analysis, where most of the known determinants
were included. However, dampness problems may also be related to other
indoor environmental factors of importance, such as dust mites. Dampness
problems may also indicate low ventilation rate and consequently increased
levels of indoor pollutants from interior surfaces or human activities.
Synthesis with previous knowledge. In the cross-sectional
study of the baseline population, the risk of asthma was related to
mold odor in the preceding year [adjusted odds ratio (OR), 1.46; 95%
CI, 0.34-6.29] and water damage more than 12 months previously (adjusted
OR, 2.52; 95% CI, 0.93-6.87), but not to visible molds or moistures
in the interior surfaces. The CIs were wide because a relatively low
prevalence of asthma (2%) (Jaakkola et al. 1993). We identified only
one previous prospective cohort study in children with incident asthma
as the outcome of interest. Wickman et al. (2003) conducted a population-based
birth cohort study of 4,089 children in Stockholm, where they reported
an increased risk of asthma among children in damp home environments
during the first 2 years of life compared with unexposed with an adjusted
OR of 1.75 (95% CI, 1.26-2.43). The exposure was defined as smell and
visible signs of mold, water damage inside construction, and persistent
windowpane condensation in dwellings with double-glazing. Another cohort
study and an incident case-control study used asthma-related symptoms
signs rather than asthma as outcomes. These symptoms and signs are
closely related to asthma in early childhood. Belanger et al. (2003)
conducted a birth cohort study of 849 infants with an asthmatic sibling
in Connecticut and Massachusetts (USA). The risk of wheeze and persistent
cough during the first year of life was related to the presence of
mold or mildew in the home. The risk estimates were higher among the
children whose mother had asthma compared with those whose mother did
not have asthma. They also reported an increased risk of wheeze and
cough in relation to measured dust mite and cockroach allergens, which
tend to be higher in damp homes. Nafstad et al. (1998) conducted a
case-control study, where the new cases and matched controls were identified
from the Oslo Birth Cohort Study during the first 2 years of life.
The risk of bronchial obstruction during the first 2 years was related
to parent-reported dampness problems, with an adjusted OR of 2.5 (95%
CI, 1.1-5.5), and of 3.8 (95% CI, 2.0-7.2) when exposure was confirmed
by a trained home visitor. In addition to dampness problems, presence
of Dermatophagoides pteronyssinus in the bed was related
to an increased risk with an OR of 1.8 (95% CI, 0.7-4.7).
The specific causal agents of asthma related to indoor dampness problems
are not well understood, and several potential causes have been suggested
including molds, bacteria, house dust mites, and enhanced emission
of chemicals from surface materials. Our results suggest that mold
odor, rather than dampness or even visible mold per se, is an important
indicator of relevant exposure. Several biologic mechanisms by which
indoor molds could induce asthma have been suggested including immunoglobulin
E-mediated hypersensitivity reactions, toxic reactions caused by mycotoxins,
and nonspecific inflammatory reactions caused by irritative volatile
organic compounds produced by microbes or cell wall components, such
as 1,3- ß-d-glucan and ergosterol (Johanning et al. 1999; Husman
1996; Norbäck et al. 1999; Thorn and Rylander 1998). It is possible
that different species of molds induce asthma by different mechanisms
or that several mechanisms are involved.
There is previous evidence that parental atopic diseases are important
determinants of asthma (Jaakkola et al. 2001; Laitinen et al. 1998;
Mutius et al. 1994). We found both maternal and paternal asthma to
be strong determinants for developing asthma in childhood. Parental
allergic rhinitis also predicted childhood asthma. The results show
that the joint effect of parental atopy, representing indirectly genetic
constitution, and exposure to molds was not stronger than expected
on the basis of their independent effects in additive scale.
Our results are consistent with the hypothesis that heredity is a
strong determinant of childhood asthma. The results also provide further
evidence that exposure to molds increases the risk of developing asthma
in children. Mold odor was the only relevant self-reported indicator
of exposure. However, we cannot exclude the influence of other indoor
environmental factors, such as dust mites or low ventilation rates,
as potential confounders. Previous knowledge of the relation between
residential dampness and mold problems and the risk of asthma comes
mainly from cross-sectional studies with information on the exposure
and outcomes reported by the parents of the children, and thus information
bias is the most important threat of validity. In the present prospective
cohort study, we were able to avoid some of those threats to validity. |
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